ࡱ> 69345K |bjbj*S*S kH94iH94isg>>Hdt$P !,_ $$F$$$d'"(<^( ޗ$b(~(B'B'"(( $$HF-F-F-($$ޗF-~(ޗF-F-FvŒ$ W)Tʗ/0_VlZ,Œ@$Œ ~(~(F-~(~(~(~(~(-@~(~(~(_~(~(~(~(~(~(~(~(~(~(~(~(~(>X :  RESEARCH COLLABORATION AGREEMENT Between UNIVERSITI MALAYSIA SABAH And . [University/Company/Agency] ON [Project] RESEARCH COLLABORATION AGREEMENT This Research Collaboration Agreement (Agreement) is made on  FORMTEXT _____ day of  FORMTEXT ____________ 2018 by and between: UNIVERSITI MALAYSIA SABAH, an institution of higher learning established under the Universities and University Colleges Act 1971 whose address is at Jalan UMS, 88400 Kota Kinabalu, Sabah, Malaysia (hereinafter referred to as UMS); and xxxxxx established under . whose offices (hereinafter referred to as ). UMS and XXX shall hereinafter be referred to individually as a Party and collectively as the Parties. WHEREAS: The Parties wish to collaborate on and jointly undertake the research project entitled ... The Parties now wish to enter into this Agreement to regulate their collaboration in relation to that research project on the terms and conditions set out herein. NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, the Parties agree as follows: Definitions and interpretation Unless specifically defined in this Agreement or unless the context requires otherwise, the following capitalised terms shall have the meanings ascribed opposite to them: Background IP:any IPR created prior to or independently of the Project which a Party has the right, through ownership or an appropriate licence, to contribute to the Project and which is used or disclosed by such Party for the purposes of the Project;Business Day:Monday to Friday (inclusive) except gazetted public holidays in Malaysia;Confidential Information:any of the Results in which a Party owns the IPR; any information, whether written, oral, pictorial or in other tangible form including personal data, prototypes and samples that is disclosed by the Disclosing Party to the Receiving Party in connection with the Project which currently is or which in the future may be identified by the Disclosing Party as proprietary or confidential; and all other information that is disclosed by the Disclosing Party to the Receiving Party which by its nature the Receiving Party knew or should have reasonably known was or would be proprietary or confidential. Information disclosed orally, visually or in intangible form, and identified as confidential at the time of such disclosure shall be considered Confidential Information;Disclosing Party:the Party who discloses that piece of Confidential Information, whether inadvertently or not;Effective Date:the date first written above;Force Majeure Event:any circumstance or event beyond the reasonable control of a Party and consequences thereof which result in such Party being unable to observe or perform on time its obligation under this Agreement, including, without limitation, industrial action or labour disputes, civil unrest, war or threat of war, criminal or terrorist acts, government action or regulation, telecommunication or utility failures, fire, explosion, natural physical disasters, epidemic, quarantine restrictions, and general failure of public transport and their respective consequences;Intellectual Property Rights or IPR:patents, rights to inventions, trade marks, service marks, registered designs, copyrights and related rights, database rights, design rights, rights to use and protect confidential information, in each case whether registered or unregistered, including rights to apply for and be granted applications for any of the above and any continuations, continuations-in-part, divisional applications, renewals or extensions of, and rights to claim priority from, those rights, and any similar right recognised from time to time in any jurisdiction, together with all rights of action in relation to the infringement of any of the above;Know-how:unpatented technical information (including information relating to inventions, discoveries, concepts, methodologies, models, research, development and testing procedures, the results of experiments, tests and trials, manufacturing processes, techniques and specifications, quality control data, analyses, reports and submissions) which is not in the public domain;Project:the research project entitled .. to be carried out under this Agreement as described in the work plan set out in SCHEDULE A;Project Funding:the funding provided by a Party to the other Party for purposes of the Project as set out in SCHEDULE A;;Project IPR:any IPR arising within the Results; Receiving Party:the Party who is in receipt of that piece of Confidential Information;Representatives:directors, officers, employees, agents, subcontractors, students and professional advisors of a Party;Results:all information, data, techniques, Know-how, inventions, discoveries, software and materials (regardless of the form or medium in which they are disclosed or stored) identified or first reduced to practice or writing or developed in the course of the Project; andTerm:the period of performance as specified in Clause 2. In this Agreement, unless the context otherwise requires: the clause headings are for convenient reference only and have no effect in limiting or extending the language of the provisions to which they refer; the singular includes the plural and vice versa; references to days are to calendar days references to persons include individuals, partnerships, associations and bodies corporate; references to a gender include references to any other gender; a reference to a Clause or Schedule is a reference to a clause or schedule of this Agreement; in writing means any communication in any written form or means, including e-mail, facsimile transmission and traditional paper form; where a word or phrase is given a particular meaning, other parts of speech and grammatical forms of that word or phrase have corresponding meanings; the recitals to this Agreement do not form part of the Agreement; and all schedules, annexes and attachments to this Agreement form an integral part of this Agreement. In the event and to the extent of any inconsistency between the terms of this Agreement and the terms of any Schedule, the terms of this Agreement shall prevail unless the terms of such Schedule specifically and expressly modify the terms of this Agreement. TERM of agreement This Agreement shall commence on the Effective for two (2) years unless terminated prematurely in accordance with the terms of this Agreement or extended by such further periods as agreed by the Parties in writing (the Term). Mutual collaboration Each Party agrees to collaborate with the other Party on the Project by: undertaking to perform and/or performing its respective individual and joint roles and obligations under this Agreement and more; co-operating, integrating and co-ordinating its individual and joint roles and obligations with those of the other Party; and providing reasonable assistance, relevant access to resources and information to the other Party where required to enable the other Party to perform its individual and joint roles and obligations. The Parties mutually agree in good faith to use reasonable endeavours in the performance of its obligations under this Agreement to ensure a successful and efficient collaboration on the Project. The Parties acknowledge that the Project is research-based in nature and accordingly, completion of the Project within the timelines set out in SCHEDULE A, the limits of financial support allocated or the achievement of specific results, deliverables or milestones can only be planned but cannot be guaranteed. PROJECT TEAM The Project shall be carried out by the Project Team consisting of a Project Leader and Researchers as specified in SCHEDULE A. There shall be no changes or substitutions for the Project Team as stated in SCHEDULE A by either party without the prior written approval of the other party. Each Party shall notify the other Party promptly if at any time its Project Leader is unable to continue to carry out his/her work under the Project, the Party who originally appointed the Project Leader shall appoint a successor to replace such Project Leader. If a successor acceptable to the Parties is not available or cannot be found within thirty (30) days of the unavailability of the Project Leader or any additional period as agreed between the Parties, either Party may terminate this Agreement by written notice in accordance with Clause 12.2. PROJECT FUNDING AND CONTRIBUTIONS Each Party shall provide the funding, manpower, equipment, facility and other resources which are designated as its contributions for the purposes of the Project in SCHEDULE A. Confidentiality and data protection The Disclosing Party shall have sole discretion to decide which Confidential Information it discloses to the Receiving Party for use in connection with this Agreement or Project. The Receiving Party shall use the same degree of precaution (but in no event less than a reasonable degree of care) as it would use to protect its own confidential or proprietary information of like importance to maintain the confidentiality, and prevent unauthorised use or disclosure of Confidential Information of the Disclosing Party. The Receiving Party shall not use, adapt or reproduce the Confidential Information, in whole or in part, for any purpose except for the purposes of the Project or this Agreement. The Receiving Party shall hold and keep in confidence any and all Confidential Information and not disclose such Confidential Information or any part thereof to any third party without the Disclosing Partys prior written approval except: to its Representatives strictly on a need to know basis, and who are bound by obligations of confidentiality; or in the event that the Receiving Party is obligated or requested to disclose any Confidential Information as a result of a court order or by any governmental or regulatory authority, provided that the Receiving Party, if it is not legally or by such order prohibited from so doing, promptly notifies the Disclosing Party of any such requirement and cooperates with the Disclosing Party to limit such disclosure. The Receiving Party shall procure that each Representative strictly complies with all of the Receiving Partys obligations under this Agreement as if those obligations were imposed on that person. The Receiving Party shall be responsible for any unauthorised use or disclosure of any Confidential Information of Disclosing Party by any of its Representatives. The Receiving Partys obligations contained herein shall not apply to information which: is already in the possession of or known to the Receiving Party or its Representatives prior to disclosure to the Receiving Party by the Disclosing Party; is or becomes part of the public domain through no fault or breach of this Agreement by the Receiving Party or its Representatives; is received by the Receiving Party from a third party who is not under, or in breach of, any obligation of confidentiality in disclosing the same; or is independently developed by Receiving Party whether on its own or jointly with a third party(ies) without use of or reference to the Confidential Information. The Receiving Partys obligations of confidentiality under this Clause 6 shall survive the expiration or early termination of this Agreement, shall continue in force for a period of three (3) years from the date of expiry or early termination of this Agreement. InTELLECTUAL Property Background IPR All rights, title and interests in and to any Background IPR shall remain unaffected by this Agreement. Save as expressly licensed in this Agreement, no Party is granted any right or interest in and to the other Partys Background IP. Each Party grants a non-transferable, non-assignable, royalty-free, fully paid-up right and license under its Background IPR to the other Party to use such Background IPR solely for the purposes of carrying out the Project during the Term of this Agreement. No Party shall be compelled to disclose any of its trade secrets or Confidential Information as part of its Background IPR licensed hereunder. Project IPR All Project IPR shall be solely owned by a Party if solely invented by such Party (the Sole Project IPR) and if jointly invented by the Parties shall be jointly owned by the Parties (the Joint Project IPR) in proportions which shall be determined in accordance to the Parties respective inventive contributions towards the creation of such Joint Project IPR. Each Party shall promptly and fully disclose to the other Party in writing any Project IPR that it may have developed in the course of the Project and where such Project IPR may require protection, such disclosure shall be made in confidence. A Party shall be entitled to disclose to third parties, protect, use, exploit and dispose its Sole Project IPR at its sole discretion. No Party is granted any right or interest in and to any Sole Project IPR of the other Party except as expressly provided in this Agreement. The Parties shall have joint right to make joint applications for the protection of the Joint Project IPR and to determine the commercial exploitation of the same. Before any protection or commercialisation of any Joint Project IPR takes place, the Parties shall proceed diligently to negotiate in good faith and agree on the terms and conditions for protection and commercialisation of any Joint Project IPR in a definitive written agreement. Research Use of Project IPR Subject always to the terms of this Agreement where applicable, each Party shall be entitled to use any Project IPR for its internal, research, development, academic and non-commercial purposes including collaborative research projects carried out by it with any third party. ACADEMIC PUBLICATION Each Party (the Publishing Party), subject to compliance with this Clause 8, has the right to publish or present the Results at any symposia, national, international or regional professional meeting, academic lecture or in any journal, thesis, dissertation, newspaper or otherwise of its own choosing, any other findings, methods and results derived from the Project. The Publishing Party shall furnish the other Party (the Non-Publishing Party) with copies of such proposed publication or presentation in advance of the submission of such proposed publication or presentation to a journal, editor, or other third party. The Non-Publishing Party shall, within fourteen (14) days of receipt of the proposed publication or presentation, notify the Publishing Party in writing of its objections to the same if such proposed publication or presentation contains: the Non-Publishing Partys Confidential Information disclosed pursuant to Clause 6; or the Non-Publishing Partys Background IPR or any Project IPR which requires protection prior to publication (the Registrable IPR); if no written objection is made by the Non-Publishing Party on any of the foregoing grounds to the proposed publication or presentation within the stipulated time, the Publishing Party shall be free to proceed with the publication or presentation. In the event that the Non-Publishing Party objects in writing to the proposed publication or presentation on the basis that it contains the Non-Publishing Partys Confidential Information, such Confidential Information shall be deleted from the proposed publication or presentation before the Publishing Party publishes or presents the same. Notwithstanding the foregoing, the Non-Publishing Party may agree in writing that its Confidential Information is also Registrable IPR and that it objects to any such publication or presentation on the basis that the same would disclose such Registrable IPR, in which case then the procedure as set forth in Clause 8.4 shall apply. If the Non-Publishing Party objects to any such publication or presentation on the basis that the same would disclose the Registrable IPR, the Publishing Party shall withhold such publication or presentation for a period of sixty (60) days from the date of receipt of such objection in order for the Non-Publishing Party to file the relevant protection for the Registrable IPR contained in the proposed publication or presentation. All publications shall acknowledge the scientific and other contributions of the Project Leader and researchers in accordance with established norms. Publicity and USE OF NAMES Each Party shall, without the prior written consent of the other Party, not: use the name, logo, symbol or mark of the other Party for any purpose; and publish any press releases, publicity, advertisements or marketing materials, or make any references, statements, announcements or denial or confirmation in any medium concerning all or any part of the discussions under the Project or this Agreement; The content and timing of any publicity, advertising or press release shall be agreed by the Parties; such agreement not to be unreasonably withheld. Notwithstanding the generality of the above, the Parties may notify third parties of the fact that this Agreement is in effect but not the terms of this Agreement. Warranty AND liability All IPR, findings, Results, reports and materials provided by any Party under this Agreement are provided as-is and without any representation or warranty, express or implied, including, without limitation, any implied warranty of merchantability or fitness for any particular purpose, or any warranty that any use thereof will not infringe or violate any patent or other proprietary rights of any other person. Nothing in this Agreement shall limit or exclude the liability of a Party in respect of: death or personal injury caused by such Partys negligence; and any liability which arose in the course of such Partys performance of this Agreement and which cannot be limited or excluded by law. Neither Party is liable to the other Party for any loss of profits or revenue, loss of goodwill or reputation, loss of production or business interruption, corruption or destruction of data, indirect, consequential, special or incidental loss, damage, expense or liability, or any exemplary or punitive damages, arising from its or its employees, students and contractors performance of this Agreement or its use or exploitation of the other Partys Background IPR, Project IPR, or any findings, Results, reports and materials provided by any Party regardless of the form of action, whether in contract or tort (including negligence) or otherwise, giving rise to such liability, even if the other Party has been advised of the possibility of the same. FORCE MAJEURE A Party shall not be liable for any failure to perform its obligations under this Agreement if such failure results from a Force Majeure Event, provided that such Party gives written notice thereof to the other Party specifying the matters constituting the Force Majeure Event and estimating a period for which such prevention or delay may continue and resumes that obligation as soon as the Force Majeure Event ceases. The provisions of this Agreement shall remain in force with regard to other obligations under this Agreement which are not affected by the Force Majeure Event. In case of a Force Majeure Event, each Partys obligations under this Agreement which are affected by the Force Majeure Event shall be suspended and to the extent that performance of such obligations were prevented or delayed by the Force Majeure Event. The time for performance required by the Parties under this Agreement shall be extended by the same duration as the duration of the period during which the performance was prevented or delayed by the Force Majeure Event. If the Force Majeure Event continues for a period exceeding three (3) months from the date of the occurrence of the Force Majeure Event, either Party may at any time within one (1) month thereafter terminate this Agreement by written notice to the other Party. Termination A Party (the Terminating Party) may terminate this Agreement with immediate effect by giving written notice to the other Party upon occurrence of any of the following: where the other Party commits a breach of any material term of this Agreement that is not capable of remedy; where the other Party commits a breach of any material term of this Agreement which is capable of remedy, and is not remedied within thirty (30) days from the date of written notice from the Terminating Party to remedy such breach; where the Project Funding or any part thereof has not been paid when due or where the other Party fails to pay any monies under this Agreement which has been properly incurred and remains due and owing to the Terminating Party; or where the other Party (being a company) shall go into liquidation whether compulsorily or voluntarily (except for the purposes of a bona fide reconstruction or amalgamation) or if the other Party shall have an administrator appointed or if a receiver, administrative receiver or manager shall be appointed over any part of the assets or undertaking of the other Party; This Agreement can be terminated: by a Party giving the other Party not less than thirty (30) days notice if a successor to the role of the Project Leader is not appointed within thirty (30) days of the availability of the Principal Investigator in accordance with Clause 4.2; the occurrence of a Force Majeure Event subsisting for a period exceeding three (3) months; or at any time by written agreement of the Parties. Any termination of this Agreement shall not affect the rights and obligations of any Party which have accrued prior to the date of termination of this Agreement. Clause 6 (Confidentiality and Data Protection), Clause 7 (Intellectual Property), Clause 8 (Academic Publication), Clause 9 (Publicity and Use of Names), Clause 10 (Warranty and Liability), Clause 13 (Notices), Clause 14 (Governing Law and Jurisdiction), Clause 15 (Dispute Resolution) and Clause 16 (General) shall survive the early termination (for any cause) or expiration of this Agreement save for Clause 6 which shall survive in accordance with Clause 6.7. Notices Unless otherwise agreed, any notice or written communication (collectively the Notices) from either Party to each other pursuant to the terms of this Agreement or in connection with this Agreement shall be in the English language and shall be sent or delivered to the respective address, facsimile number or electronic mail address specified below (or to such other addresses, facsimile number or electronic mail address as the intended recipient shall notify the other Party in writing): If to UMS Address: 鶹Ƶ 6th Floor, Chancellory Building Jalan UMS, 8840 Kota Kinabalu, Sabah Malaysia. Attention: The Vice-Chancellor Facsimile: +6 088-320203 Email:  HYPERLINK "mailto:pavcums@ums.edu.my" pavcums@ums.edu.my If to XXX Address:  FORMTEXT [......] Attention:  FORMTEXT [insert name/designation] Email:  FORMTEXT [......] Facsimile:  FORMTEXT [......] Any notice or other document to be given under the Agreement shall be in writing and shall be deemed to have been duly given if left at or sent by - Registered post, courier service, express mail or other fast postal service; or Email or facsimile to a Party at the address or relevant telecommunications number for such Party or such other address as the Party may from time to time designate by written notice to the other[s]. Governing Law and jurisdiction This Agreement shall be governed by and construed in accordance with the laws of Malaysia, and the Parties submit to the jurisdiction of the courts in Malaysia. DISPUTE RESOLUTION Any dispute or claim arising from or in connection with this Agreement (the Dispute), including any question regarding its existence, validity, breach or termination, shall first be referred to authorised representatives of the Parties for amicable settlement. Any Dispute which cannot be resolved by amicable discussions within thirty (30) days of referral shall be submitted to the Vice-Chancellor of UMS or their nominees and  FORMTEXT [insert designation] of XXX or their nominees for resolution. If the Parties fail to resolve such Dispute through good faith negotiations, such Dispute shall be referred to court of Malaysia. GENERAL Entire Agreement. This Agreement sets forth the entire understanding between the Parties regarding its subject matter and supersedes any prior or contemporaneous written or oral understanding of the Parties. No Reliance. Each Party acknowledges that it has not entered into this Agreement in reliance on any warranty, representation, statement, agreement or undertaking, whether oral or otherwise, except those expressly set out in this Agreement. No Agency or Partnership. Nothing in this Agreement shall create or be deemed to create any partnership or joint venture, or the relationship of principal and agent between the Parties. Neither Party has any authority to make any representation or commitment, whether oral or otherwise, or to incur any liability, on behalf of the other Party. Amendments. No amendment or variation to this Agreement shall be effective unless it is made in writing and signed by the authorised representatives of the Parties. Severance. A court or administrative body of competent jurisdictions determination that any provision of this Agreement is invalid or unenforceable shall not affect the other provisions of this Agreement, which shall remain in full force and effect. The Parties agree to attempt to substitute for any invalid or unenforceable provision, a valid and enforceable provision which achieves similar effect as the invalid or unenforceable provision. No Waiver. No waiver by a Party of any breach or default by the other Party shall operate as a waiver of any succeeding breach or other default or breach by such other Party. A Partys failure or delay in exercising any right or remedy provided under this Agreement or by law shall not constitute a waiver by that Party of that or any other right power or remedy, nor shall it preclude or restrict such Party from any further exercise of that or any other right or remedy. Assignment. Except as expressly provided for in this Agreement, neither Party may assign or transfer this Agreement as a whole, or any of its rights or obligations under it, without first obtaining the written consent of the other Party; such consent not to be unreasonably withheld or delayed. Counterparts. This Agreement may be executable in counterparts, each of which constitutes an original, and all of which together constitute one and the same agreement PROVIDED THAT this Agreement shall be of no force and effect until all counterparts are exchanged. Stamp duty. Stamp duty of this Agreement shall be borne by both parties. Compliance with laws, rules, and regulations. Both parties shall observe and comply with all laws, rules, and regulations and obtain approval from relevant authority in which this Agreement is performed. Sexual Harassment, Sexual Exploitation and Abuse. XXX shall take all appropriate measures to prevent sexual exploitation or abuse of anyone by it or by any of its employees or any other persons who may be engaged by xxxx to perform any activities under the Agreement. For these purposes, sexual activity with any person less than eighteen years of age, regardless of any laws relating to consent, shall constitute the sexual exploitation and abuse of such person. In addition, xxxxx shall refrain from, and shall take all appropriate measures to prohibit its employees or other persons engaged by it from, exchanging any money, goods, services, offers of employment or other things of value, for sexual favors or activities, or from engaging in any sexual activities that are exploitive or degrading to any person. The xxxx acknowledges and agrees that the provisions hereof constitute an essential term of the Agreement and that any breach of this representation and warranty shall entitle UMS to terminate the Agreement immediately upon notice to xxxx, without any liability for termination charges or any other liability of any kind. IN WITNESS WHEREOF the Parties have executed this Agreement on the date first above written. SIGNED for and on behalf of: UNIVERSITI MALAYSIA SABAHSIGNED for and on behalf of: xxxxx Name: Prof. Datuk Dr. Kasim hj Mansur Name: Designation: Vice-Chancellor UMS Designation:  SCHEDULE A The Statement of Work Project Title: Discovery and Utilization of Pharmaceutical Microorganism From Special Environment Research Program BACKGROUND/OBJECTIVES .. SCOPE OF WORK Location: . GANTT CHART/MILESTONE . Responsibilities 4.1 UMSs responsibilities from this Project are: a).. b) 4.2 XXXs responsibilities from this Project are: a) b).. PROJECT BUDGET AND CONTRIBUTIONS TO THE PROJECT 5.1 Contribution by UMS 5.2 Contribution by XXX PROJECT TEAM PROJECT LEADER Name:Faculty:E-mail:Office Tel. No.:   UMSS RESEARCHER Name:Faculty:E-mail:Office Tel. No.:   XXXS RESEARCHER Name:Faculty:E-mail:Office Tel. 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